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    Top Tips for Social Media Compliance with FINRA

    Introduction If you have already begun your research into getting a website as a financial advisor, you will undoubtedly have heard of the Financial Industry Regulatory Association, or FINRA. They regulate the financial services industry, including what financial advisors are ...

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    Topics: FINRA compliance, use of social media by financial advisors

    FINRA Social Media Rules in 9 Slides

    SunGuard Data Systems, as commissioned by Securities Technology Monitor, have done a good job at summarizing FINRA's regulations regarding social media practices (which can be seen here). We've summarized the slides in written form below - check them out to make sure you're ...

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    Topics: compliance for social media, FINRA compliance, General, measuring social media, Social media for financial advisors